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FINRA Series 66 Notes and Cheat sheet

$ 5.27

Availability: 70 in stock
  • Format: PDF
  • All returns accepted: ReturnsNotAccepted
  • Condition: PDF notes emailed after payment

    Description

    PDF version of notes taken from the STC book. The 66 is nothing more than fact-retention, so a detailed outline is a perfect methodology to study with and helped me to pass my exam.
    The document is a 33-page PDF file that will be emailed immediately upon receiving payment. Also included is a cheat sheet which is great to use for last minute cramming  The chapter list:
    ·
    Chapter 1: Staring an investment business (4 pgs)
    ·
    Chapter 2: Duties of investment advisors (4 pgs)
    ·
    Chapter 3: Investment advisors act of 1940 (5 pgs)
    ·
    Chapter 4: Portfolio management and investment risk (3 pgs)
    ·
    Chapter 5: Retirement planning (4 pgs)
    ·
    Chapter 6: The uniform securities act: overview (3 pgs)
    ·
    Chapter 7: The uniform securities act: registration of securities (3 pgs)
    ·
    Chapter 8: The uniform securities act: registration of financial professionals (3 pgs)
    ·
    Chapter 9: The uniform securities act: fraudulent and unethical practices (1 pg)
    ·
    Chapter 10: Administration of the uniform securities act (2 pgs)
    ·
    Chapter 11: Federal acts (1 pg)
    ********PLEASE NOTE THAT PDF COPIES OF THE NOTES WILL BE EMAILED SOON AFTER THE PAYMENT HAS BEEN RECEIVED.
    PLEASE SEND ME THE EMAIL ADDRESS OF WHERE TO SEND THE NOTES TO AFTER PAYMENT
    ********